AML/CFT – An Adequate Assessment (CPE Type Course)

Course Outline

+ - Introduction

This course has been designed to develop the participant’s understanding of when and how to undertake and report suspicious activity or transactions. The course will deal with the theoretical aspect and real life scenarios, as well as group workshops and discussions.

+ - Who Should Attend?


This course is ideal those working in the operational aspect of compliance being:

  • Risk officers
  • Compliance executives
  • Fraud analysists
  • MLRO’s
  • Customer facing employees

+ - Course Objectives


This course will give the participant an understanding of the duties, obligation, mitigation of threats and strengthening controls. It delve into the use of intelligence when conducting analysis of reason to believe. It is designed to give an insight on how, when and where to start when faced with possibilities of AML/ CFT.  It also gives a better understanding of when the need to raise an alert is founded, to reduce the risk of over reporting.

+ - Course Content


Topics covered in this short course include:

  • Transaction monitoring and the investigation of possibility of money laundering – what to look for?
  • Identify the controlling parties and key personnel
  • The use of intelligence and filtering information
  • The Client’s Business, company structure and profiling transaction patterns
  • Identify the sources of the funds
  • The flow of funds – consistencies and anomalies
  • The RED flags – and the development thereof


Delegates attending the seminar will receive a Certificate of Attendance

+ - Course Fees & Registration


The course fee is €225 + VAT per person.

The registration fee includes all course notes and study materials, refreshments and certificate of attendance.

Course fees are payable on registration by internet banking or cheque. Bookings are accepted a first-come first-served basis. Places are limited for quality assurance purposes according to the requirements of each course.

You may proceed to register by completing and submitting the Booking Form or request a registration form by email to: or call 99377934.

In-House Courses

Offering better value for money, they can be designed to closely match your specific requirements.

+ - Course Tutors

Course Tutors

Our course tutor is head of compliance at QGen and a specialist in the prevention of financial crime, bribery and corruption, anti-money laundering and terrorist financing. He was involved with the financial crime unit with a large European bank and served as head of compliance and MLRO for an international law company. He was also briefly involved in the investigations at the Financial Intelligence Unit of the Malta Financial Services Authority. He is a sought after advisor for a number of companies setting up operations and licensing in Malta.

Course Details


4 Hours




09.00 till 13.00


3 July 2018


3 July 2018


  • Delegate Manual
  • Course Handouts
  • Certificate of Attendance
  • Refreshments

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